Fact Sheet
Acknowledgement general
Fact Sheet – Investment Details – Unicorn Hunters Show.
Investors – Who can invest? How to invest?
Almost anyone can invest – subject to certain rules and considerations, including but not limited to:
- Investment minimums on certain offerings can be as low as $100 (although each issuer may determine a larger investment minimum)
- There may be some SEC-imposed limits on how much a non-accredited investor can invest in a year. Most offerings will require US investors to be “accredited investors.” (According to the Securities and Exchange Commission, an accredited investor is a person who earned income that exceeded $200,000, or $300,000 together with a spouse, in each of the prior two years, and reasonably expects the same for the current year, OR has a net worth over $1 million, either alone or together with a spouse, excluding the value of the person’s primary residence).
- Companies can accept or reject any subscription.
- Potential investors are strongly advised to consult a financial professional when deciding whether to invest in a company on the show.
How/When can you invest
- Offerings will be made public to viewers before the release of the related episode so that they can start their due diligence to consider all the risks associated with the company and any investment. In addition, offerings will stay open for a specified period (30 days, 60 days, each is different) for potential investors to continue their research after the show.
- In addition to the show and further background videos being published on the Unicorn Hunters website, information will be available to all investors in multiple formats. All investment documents will be provided by the issuers on their websites, funding platforms or by any broker/dealer that the issuers may utilize. The issuers or their broker/dealer partners (if any) will publish the offering documents, including the risk factors, that investors need to review to evaluate a company on its merits.
- Viewers can review the company’s pitch, team, risks, financial statements, offering statements, and other disclosures. Potential investors can ask the founders questions. They can discuss the deal with other potential investors on approved websites, subject to limitations. Investors are not on their own, even if it is up to them individually to decide if a particular investment is right for them.
Panelist – Who is on the panel? What is their role?
The panel consists of prominent individuals asking questions designed to learn more about the companies. The questions asked are not pre-selected, pre-screened, or designed to replace the viewers’ own due diligence that they must complete before investing.
Panelists are generally also potential investors in the companies, although there are no guarantees that investors will invest in anything.
- If a panelist indicates an investment interest, it is not a guarantee that they will invest. The panelist will do their own due diligence, including but not limited to reading the investment offering documents, doing their own research, etc., and will invest alongside the viewers at the same terms and conditions described in the publicly available offering documents.
- Panelists, if they invest, do not indicate how much they are investing.
- Our panel does not make investment recommendations, and nothing we say or post on our website, social media accounts, or elsewhere should be construed as such. We encourage you to read our section on the risks involved in purchasing securities in private companies thoroughly and to do your own due diligence on each company before making an investment decision.
- Panelists investing or not, should not be considered an endorsement, a recommendation, or a review of the suitability of any investment for any investor. Each potential investor needs to do their own due diligence and consider their own risk tolerance, as each investment opportunity carries risks, including the risk of losing all your money and the risk of not being able to sell your securities, either presently or in the future. For more information on risk disclosures, please contact the individual issuers.
- Panelists spend time on every show reminding the audience of the risks of investing in companies like these. Our panelists are inclusive, inspired, and eager to learn more about the opportunities presented on the show. Our panelists are all 100% in agreement that each investment carries its own opportunities and risks, and anyone investing in these or any securities needs to do so only after carefully considering all the risks of making such an investment. The issuers’ presentation and any subsequent interest expressed by a panelist should not be construed as a solicitation or an endorsement of an investment’s suitability for or by any viewer/investor.
Rules – How does this work
After visiting www.unicornhunters.com, watching the show and relevant videos, etc., potential investors will, after submitting their contact information, be directed to either the issuers or, if applicable, their broker/dealer or equity crowdfunding partner. All investor funds and investment documents will flow through the issuers or their appropriate partners.
Rule 506c – Accredited investors
This rule allows companies to raise unlimited amounts from accredited investors under certain conditions:
Issuers are responsible for SEC and state securities registration compliance for their offerings.
Accredited investors (as defined in SEC Rule 501) must verify their accredited status to qualify to invest under Rule 506(c). The issuers, either themselves or through a service provider, will be responsible for determining if proper validation of accredited status has been completed. If an investor does not provide satisfactory documentation proving their accredited status, they cannot invest in a Rule 506(c) offering.
Investment suitability & risk
- The securities offered by each company will not be filed, registered with, or approved by the Securities and Exchange Commission (the “Commission”), nor has the Commission passed upon the accuracy or adequacy of the offering materials. No state securities law administrator has passed on or endorsed the merits of this offering or the accuracy or the adequacy of the offering materials. Any representation to the contrary is unlawful.
- The securities being offered and sold are restricted securities. They may not be resold or otherwise disposed of by an investor unless, in the opinion of counsel satisfactory to the issuing company, registration under the applicable federal or state securities laws is not required or compliance is made with such registration requirements.
- Investors may be required to hold their securities for an indefinite period of time. There is no public trading market whatsoever for the securities.
- If an investor purchases securities, they may be unable to resell. An active or liquid market in the securities may not develop; if it does, it may not be sustainable. Investors may be unable to liquidate their securities quickly or at the market price if trading in the securities is inactive.
- Transfer of the securities is subject to restrictions on transfer. The securities are being offered and sold in reliance upon exemptions from the registration requirements of federal and state securities laws. Those exemptions require that the securities be purchased only for investment purposes, and not with a current view toward their distribution or resale.
- The UnicornHunters Show, its panelists, producers, and affiliates (i) do not assume responsibility for the accuracy or completeness of any information provided by companies that are on the show and have no obligation to investigate such accuracy or completeness, (ii) do not assume responsibility for the accuracy or completeness of any information provided by companies with respect to any financial forecasts (including, without limitation, with respect to costs, savings, and synergies) that may be furnished or discussed by or on behalf of any companies, will assume that such forecasts have been reasonably prepared and reflect the best then currently available estimates and judgment of the respective companies’ management; and (iii) have no obligation to undertake an independent evaluation or appraisal of any assets or liabilities, or evaluate the solvency, or a company and/or its subsidiaries or any other party.
Last update: June 8, 2021
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